Full text of TMC BONDS L.L.C.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ T]NITEDSTATES SECI'RIIIESAND EXCIIANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235{123 Expires: August31,2020 Estimated average burden hou6 Derreaoonsa.. . ... 12.0O ## ANNUAL AUDITED REPORT FORM X-l7A-s PART III | E-52951 | | |---------|--| FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | |--------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------|----------------------|--------------------------------| | REpoRr FoR rHE pERroD BEGTNNTNG01/0112019 | | AND ENDrNG12l31l201g | | | | MM/DD/YY | | MITUDD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BRoKER.DEALER: TMC BONdS L.L.C. | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 850 3rd Avenue , New York, New York | | | | | | (No. and Street) | | | | | | 10022 | | | (cily) | (State) | (zie Code) | | | NAME AND TELtsPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Stuarl R. HEnderson 64i6-2374313 | | | | | | | | (Area Code - Telephone Numb€r) | | | B. ACCOT]NTAI{T IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Wagner, Ferber, Fine & Ackerman PLLC | | | | | | (Nnfre - ifindividual, state last,firsl, iddle nar e) | | | | 66 South Tyson Avenue | FloralPark | New York | 11001 | | (Address) | (city) | (Srate) | (Zip Cod€) | | CHECKONE: | | | | | Certifrea f utlic Accountant | | | | | I<br>Public Accountant | | | | | | Accountant not resident in United States or any ofits possessions. | | | | | | | | | | | | | | | | | | | | | | | tClaims for exemptionfrom the requirement that the annual ruport be covered by the opinion ofan independent public accoun anl must be supported by a statement oflacts and circumstances telied on as the basis lor lhe exemption. See Section 240.17a-5(e)Q) > Pol€nllal per3onr who are to rospond to the collectlon ol lnformatlon contalned ln thlslorm are not requlredto retpond unle\$th€lorm dlsplays a curr€nlly valld OMBcontrol numbsr. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Stuart R. Henderson | , swear (or affirm) that, to the best of | | |-----------------------------------------------------…Read the full text as markdown