# ALLEGIANCE CAPITAL, L.L.C. X-17A-5 (2017-03-01) — Broker-dealer annual report

- Company: ALLEGIANCE CAPITAL, L.L.C.
- Form: X-17A-5
- Filed: 2017-03-01
- Period: 2016-12-31
- Accession: 0001127577-17-000005
- CIK: 1127577
- File #: 8-52978
- Material weakness: Yes
- Auditor: Runyon, Kersteen, and Ouellette
- Auditor location: South Portland, ME
- Contact: Sheila Havey
- Phone: 207-347-2405
- Signed by: Neal P. Richard (Principal & Chief Operations Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1127577/000112757717000005/financials.pdf

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X-17A-5

 0001127577
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 Y

 ALLEGIANCE CAPITAL, L.L.C.

 50 DONALD B. DEAN DRIVE
 SUITE ONE
 SOUTH PORTLAND
 ME
 04106

 Sheila Havey
 207-347-2405

 Runyon, Kersteen, and Ouellette

 20 Long Creek Drive
 South Portland
 ME
 04106

 Certified Public Accountant

 Neal P. Richard
 ALLEGIANCE CAPITAL, L.L.C.
 12-31-2016
 Neal P. Richard
 Principal & Chief Operations Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.