Full text of MALLORY CAPITAL GROUP, LLC's X-17A-5 filed 2026-02-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ 8-53084 01/01/2025 12/31/2025 # Mallory Capital Group, LLC # 62 Deepwood Road, Suite 204 | Darien | CT | 06820-3203 | | |-------------|--------------|--------------------------|--| | | | | | | | | | | | Bryan Smith | 203-635-3098 | bryan@mallorycapital.com | | | | | | | | | | | | | | | | | # LMHS, P.C. Certified Public Accountants and Advisors | Norwell<br>80 Washington Street, Building S | | MA | 02061 | |---------------------------------------------|--|------|-------| | | | | | | 02/24/2009 | | 3373 | | | | | | | | | | | | {1}------------------------------------------------ | Bryan Smith | | | |--------------------|----------------------------|--| | | Mallory Capital Group, LLC | | | December 31<br>025 | | | | | | | Principal Financial Officer (PFO) - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ | Contents<br>As of and for the Year Ended December 31, 2025 | Page | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Changes in Member's Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6-10 | | Schedule I -<br>Computation of Net Capital Requirements | 11 | | Schedule II and III -<br>Computation for Determination of the Reserve<br>Requirements<br>and Information Relating to Possession or Control<br>Requirements For Brokers<br>and Dealers Pursuant to SEC Rule 15c3-3 | 12 | | Schedule IV -<br>Report on Applying Agreed-Upon Procedures Related to an<br>Entity's SIPC Assessment Reconciliation | 13 | | Independent Registered Public Accounting Firm's Report on<br>Management's Assertions Regarding Exemption Claimed From<br>Rule 15c3-3 | 14 | | Assertions Regarding Exemption Provisions | 15 | {3}------------------------------------------------  *Report of Independent Registered Public Accounting Firm* To the Member Mallory Capital Group, LLC Darien, Connecticut #### *Opinion on the Financial Statements* We have audited the accompanying statement of financial condition of Mallory Capital Group, LLC, as of December 31, 2025, and the related statements of operatio…Read the full text as markdown