Full text of DELOITTE CORPORATE FINANCE LLC's X-17A-5 filed 2024-03-19 (period 2023-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **United States Securities and Exchange Commission** um er: **Washington, D.C. 20549** Expires: November 30, 2025 | Estimated average burden | | | | | | | |--------------------------|-----------------------|--|--|--|--|--| | | hours per response 6 | | | | | | ## **FORM17-H** # **RISK ASSESSMENT REPORT FOR BROKERS AND DEALERS** ### **PARTI** **Risk Assessment Reporting Requirements for Brokers and Dealers** | NAME OF REPORTING BROKER-DEALER | | | | SEC FILE NO. -------'-[TI]__, | |------------------------------------------------------------------------------------------------------------------------|------|----------------------------------------|--------|-------------------------------| | Deloitte Corporate Finance LLC | ~ | CRD NO._1_11_7_47 | | ______<br>~ | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS | | | | | | -----------~~------------------------<br>111 S. Wacker Drive, Chicago, IL 60606-4301 | | | | ~ | | FI RM I.D. NO. | | | | | | | | FILING TYPE: (Check Appropriate Boxes) | | | | FOR PERIOD BEGINNING (MM/DD/YY) | | QUARTERLY | ANNUAL | AMENDED | | ___________<br>_06_!_01_12_0_2_2 | ~ | | | | | ___________<br>AND ENDING (MM/DD/YY)<br>_0_5/_3_1/_20_2_3 | [;:J | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Patrick J. Ryan 704-333-0528 | [nJ | | | | | -----------~ ---------~<br>-----------~ ---------~<br>NAME(S) OF MATERIAL ASSOCIATED PERSONS CONTAINED IN THIS REPORT: | | | | | | | | | | | | | | | | | | ___________ | Ct;] | | | | | --------~<br>NAME OF ASSOCIATED BROKER-DEALER(S) NOT FILING (If applicable)<br>________ | | | | | | | | | | | | ___________ | Gs] | | | Go] | | ___________ | Cs;] | | | | | | | | | | ## **ATTENTION** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. § l 00 l and 15 U.S.C. § 78ff(a). Intentional misstatements or omissions of facts may also result in civil fines and other sanctions pursuant to Section 20 of the Securities Exchange Act of 1934. The person signing this report represents hereby that all information contained in this Form is true, correct and complete. It is understood that all information in this Form is considered an integral part of this Form and that the submission of any amendment represents that all unamended information remains true, correct and complete as previously filed. Pursuant to the Securities Exchange Act of 1934, the undersigned has caused this report to be…Read the full text as markdown