Full text of IMA WEALTH, INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  FINANCIAL STATEMENTS WITH SUPPLEMENTARY INFORMATION YEAR ENDED DECEMBER 31, 2019 WITH INDEPENDENT AUDITORS' REPORT {1}------------------------------------------------ | OMB APPROVAL | | | | |-------------------------|--------------------------|--|--| | OMB Number: | 3235-0123 | | | | xpires: | August 31, 2020 | | | | stimated average burden | | | | | | ours per response 12.00 | | | | | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | MM/DD/YY | AND ENDING 12/31/2019 | MM/DD/YY | | |--------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: IMA Wealth, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 8200 E. 32nd. St. North, Suite, 100 | | | | | | | (No. and Street) | | | | | Wichitta | KS | | 67226 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | 316-266-6582 | | | Halie K. Smith | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Plante & Moran | (Name - if individual, state last, first, middle name) | | | | | 7979 Tufts Ave, #400 | Denver | CO | 80237 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | {2}------------------------------------------------ | T Halie K. Smith | and and a more , swear (or affirm) that, to the best of | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | IMA Wealth, Inc. | my knowledge and belief the accompanying financial statement and supporting schedules pertaining to the firm of | | | of December 31 | and connect of the same and correct. I further swear (or affirm) that | | | | neither the company n…Read the full text as markdown