Full text of MWA FINANCIAL SERVICES INC.'s X-17A-5 filed 2022-03-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  Touching lives. Securing futures.® #### CONSOLIDATED FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION MWA Financial Services, Inc. Years Ended December 31, 2021 and 2020 With Reports of Independent Registered Public Accounting Firm {1}------------------------------------------------ ## **STATES AND EXCHANGE COMMISSION D.C. 20549 REPORTS X-17A-5 FACING** **PART** **UNITED** **Washington,** **FORM** **ANNUAL** **SECURITIES** **A.** APPROVAL Number: Expires: Estimated average burden per response: SECFILE NUMBER OMB OMB hours # **III PAGE Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** NAMEJanuary FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ MM/DD/YY MM/DD/YY **REGISTRANT IDENTIFICATION** OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant 1, <sup>2021</sup> December 31, <sup>2021</sup> MWA Financial Services, Inc. **Information** Check FILING here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_(No. | PERSON<br>TO<br>CONTACT<br>WITH<br>Rock<br>Island | REGARD<br>TO<br>THIS<br>FILING<br>Illinois | | 61201 | |------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------|---------------------------------------------------------| | | _____________________________________________________________________________________ | | | | | | | | | (Name) | (Area<br>Code<br>ñ<br>Telephone<br>Number)<br>B.<br>ACCOUNTANT<br>IDENTIFICATION | (Email<br>Address) | | | Clint<br>J.<br>Pogemiller<br>INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | 309-558-3101<b…Read the full text as markdown