# TORTOISE SECURITIES, LLC X-17A-5 (2020-03-02) — Broker-dealer annual report

- Company: TORTOISE SECURITIES, LLC
- Form: X-17A-5
- Filed: 2020-03-02
- Period: 2019-12-31
- Accession: 0001140361-20-004487
- CIK: 1686088
- File #: 8-69849
- Material weakness: No
- Auditor: Ernst & Young LLP
- Auditor location: Minneapolis, MN
- Contact: Brent Behrens
- Phone: 913-890-2179
- Signed by: Brent Behrens (Financial and Operations Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/1686088/000114036120004487/annualauditedreport2019.pdf

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X-17A-5

 0001686088
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2019
 12-31-2019
 Broker-dealer
 N

 TORTOISE SECURITIES, LLC

 5100 W. 115TH PLACE
 LEAWOOD
 KS
 66211

 Brent Behrens
 913-890-2179

 Ernst & Young LLP

 220 South Sixth Street, Suite 1400
 Minneapolis
 MN
 55402

 Certified Public Accountant

 Brent Behrens
 TORTOISE SECURITIES, LLC
 12-31-2019
 /s/ Brent Behrens
 Financial and Operations Principal
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.