Full text of H & L EQUITIES, LLC's X-17A-5 filed 2026-03-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | | |--------------------------|----| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | | | 8-53371 | |------------------------------|---------------------------|----------|-------------------------| | | | | | | | 01/01/25 | 12/31/25 | | | | | | | | H<br>&<br>L | Equities,<br>LLC | | | | 1175<br>Peachtree<br>St. | N.E.,<br>Suite<br>2200 | | | | | | | | | Atlanta | GA | | 30361 | | | | | | | | | | | | Paul<br>Caron | (404)<br>892<br>-<br>3300 | | pcaron@reit-funding.com | | | | | | | | | | | | | | | | | | | | | | RUBIO<br>CPA,<br>PC | | | | | | | | | | 3500<br>Lenox<br>Road<br>NE, | Atlanta<br>Suite<br>1500 | GA | 30326 | | | | | | | 05/05/09 | | 3514 | | | | | | | {1}------------------------------------------------ #### OATH OR AFFIRMATION , swear (or affirm) that, to the best of my knowledge and belief, the |, Lori Mayfield financial report pertaining to the firm of H & L Equities, LLC as and the same of the same as of December 31 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature: ore May Title: Chief Financial Officer & FinOP #### This filing \*\* contains (check all applicable boxes): - = (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. - [c] Statement of income (loss) or, if there is other comprehensive in the period(s) presented, a statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). - [ (d) Statement of cash flows. - [e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - [ (f) Statement of changes in liabilities subordinated to claims of creditors. - [ (g) Notes to consolidated financial statements. - [ (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. - [ (i) Computation of tangible net worth under 17 CFR 240.18a-2. - [] Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - | | | | Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - [1) Computation for Determination of PAB Requirements under Exhibi…Read the full text as markdown