HARRIS WILLIAMS LLC X-17A-5/A (2026-02-24) — Broker-dealer annual report

Full text of HARRIS WILLIAMS LLC's X-17A-5/A filed 2026-02-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ | 8-53380 | | |---------|--| | | 01/01/2025<br>12/31/2025 | | | |------------------------------------------|--------------------------|----|--------------------------| | | | | | | | | | | | Harris<br>Williams | LLC | | | | ■ | | | | | | | | | | 1001<br>Haxall<br>Point;<br>9th<br>Floor | | | | | | | | | | Richmond | VA | | 23219 | | | | | | | | | | | | Jason<br>Hart | 804-877-6124 | | jhart@harriswilliams.com | | | | | | | | | | | | Keiter | | | | | | | | | | 4401<br>Dominion<br>Boulevard | Glen<br>Allen | VA | 23060 | | | | | | | 10/22/2003 | | 80 | | | | | | | {1}------------------------------------------------ | Jason Hart | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------|---------| | financial report pertaining to the firm of Harris Williams LLC | | . as of | | 1231 | 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | | | as that of a customer. | | | | | | | | Signature: | Whites | | |------------|--------|--| | Title: | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ ## CONSOLIDATED FINANCIAL REPORT DECEMBER 31, 2025 SEC ID: 8-53380 Filed pursuant to Rule 17a-5(e)93) as a **PUBLIC DOCUMENT** www.harriswilliams.com {3}------------------------------------------------ ![](_page_3_Picture_0.jpeg) # TABLE OF CONTENTS | Report of Independent Registered Public Accounting Firm –<br>Audit Report | 1 | |--------------------------------------------------------------------------------------------|--------| | Consolidated Financial Statement: | | | Consolidated Statement of Financial Condition<br>Notes to Consolidated Financial Statement | 2<br>3 | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) #### **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** Manager and Officers Harris Williams LLC Richmond, Virginia #### **Opinion on the Financial Statement** We have audited the accompanying consolidated statement of financial condition of Harris Williams LLC and subsidiaries (collectively, the "…

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