SABLE CAPITAL LLC X-17A-5 (2023-02-21) — Broker-dealer annual report

Full text of SABLE CAPITAL LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | | | UNITED STATES | | OMB APPROVAL | |---------------------------------------------------------------------|--------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------|----------------------------------------------------------------------------------------------------------| | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>12<br>hours per response: | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-53400 | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2022 | | | AND ENDING 12/31/2022 | | | | | MM/DD/VY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | vaMe or mm S<br>a<br>b<br>l<br>e<br>C<br>a<br>p<br>i<br>t<br>a<br>l<br>[<br>L<br>O | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>e Broker-dealer | [] Security-based swap dealer | | | D Major security-based swap participant | | | 0 Check here if respondent is also an OTC derivatives dealer | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>101 South Tryon Street, Suite 2555 | | | | | | (No. and Street) | | | | | Charlotte | NC | | 28280 | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Curtis Weeks | | 678-679-8642 | | cweeks@sablebd.com | | (Name) | | (Area Code -- Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Goldman and Company, CPA's. PC | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | | (Name -- if individual, state last, first, and middle name) | | | | 3535 Roswell RD, Ste 32<br>(Address) | | Marietta<br>(City) | GA<br>(State) | 30062<br>(Zip Code) | | 06/25/2009 | | | 1952 | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}---------------------------------------------…

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