Full text of ANKURA CAPITAL ADVISORS, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMlSSION Washington, D.C.** 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** III | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMER | | 8- 53403 FACING PAGE Jnformation Required Pursuant to Rules I 7a-5, I 7ll-12, and I 8a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/23** AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY # **A. REGISTRANT IDENTIFICATION** # NAME oF FTRM: Ankura Capital Advisors LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 485 Lexington Avenue - 10th Floor | | (No. and Street) | | | |-------------------------------------|--------------------------------|------------------------------|--| | New York | NY | 10017 | | | (City) | (State) | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO TH | IS FILING | | | | Fredric Obsbaum | (212) 897-1694 | obsbaum@integrated.so1utions | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Plante & Moran, PLLC (Name - if individual, state last, first. and middle name) 10 South Riverside Plaza Chicago IL (Address) {City) (State) 10/20/2003 166 60606 (Zip Code) (Date ofRegistration with PCAOB)(ifapplicahle) (PCAOB Registration Number, ifapplicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement thnt the annual rcpo11s be covered by the repo11s of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the t'xernption. See 17 CFR 240. I 7a-5{e)( I ){ii). if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the fo rm displays a currently valid 0MB control number. {1}------------------------------------------------ # **Ankura Capital Advisors, LLC** Financial Statements and Supplementary Schedules Pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 December 31, 2023 {2}------------------------------------------------ ### **AFFIRMATIO…Read the full text as markdown