Full text of CAPFI PARTNERS LLC's X-17A-5 filed 2024-01-10 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OM8 APPROVAL | | |---------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|-------------------------------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-53406 | | | | PART Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | AND ENDING 0913012023 | | | FILING FOR THE PERIOD BEGINNING 10/01/2022 | MM/00/YY | | MM/00/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Capfi Partners LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer | D security-based swap dealer | | D Major security-based swap participant | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 230 East 50th Street, Apt 8 D | | | | | | | (No. and Street) | | | | | New York | NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | doug@colombo-consulting.com | | | Douglas Colombo | (312) 718 -<br>2573 | | | | | (Name) | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | | | | | Michael Coglianese CPA, P.C. | | | | | | | (Name - f individual, state last, first, and middle name) | | | | | 125 E Lake Street, Ste 30 | Bloomingdale | IL | 60108 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2009 | | 3874 | | | | (Date of Reeistration with PCAOB)(if applicable) | | | IPCAOB Reeistration Number, if applicable) | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB ,ontrol number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Douglas Colombo , swear (or affirm) that, to the best of my knowled…Read the full text as markdown