Full text of BUTLER CAPITAL INVESTMENTS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. <sup>20549</sup> # hours per response 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | O<br>M<br>B<br>N<br>b<br>u<br>m<br>e<br>r: | | 3<br>2<br>3<br>5<br>0<br>1<br>3<br>2<br>- | | | |----------------------------------------------------------------------------------------------------|-----------------------------|-------------------------------------------|--|--| | E<br>pi<br>x<br>r<br>e<br>s: | O<br>ct<br>b<br>o<br>e<br>r | 3<br>1,<br>2<br>0<br>3<br>2 | | | | E<br>st<br>i<br>t<br>d<br>b<br>rd<br>m<br>a<br>e<br>a<br>v<br>e<br>r<br>a<br>e<br>g<br>u<br>n<br>e | | | | | | | | | | | | S<br>E<br>C<br>FI<br>L<br>E<br>N<br>U<br>M<br>B<br>R<br>E | |-----------------------------------------------------------| | 8<br>3<br>4<br>1<br>3<br>5<br>- | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section <sup>17</sup> of the Securities Exchange Act of <sup>1934</sup> and Rule 17a-5 Thereunder | R<br>E<br>P<br>O<br>R<br>T<br>F<br>O<br>R<br>T<br>H<br>E<br>P<br>E<br>R<br>I<br>O<br>D<br>B<br>E<br>G<br>I<br>N<br>N<br>I<br>N<br>G<br>0<br>1<br>~<br>_ | 0<br>1<br>2<br>0<br>2<br>0<br>A<br>D<br>N<br>E<br>N<br>D<br>T<br>N<br>G<br>~<br>-<br>-<br>_<br>_<br>_<br>_<br>_<br>_<br>_ | | 1<br>2<br>3<br>1<br>2<br>0<br>2<br>0<br>-<br>-<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_<br>_ | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------|--| | | M<br>M<br>/<br>D<br>D<br>I<br>Y<br>Y | | /<br>M<br>M<br>D<br>D<br>I<br>Y<br>Y | | | A<br>R<br>E<br>G<br>I<br>S | T<br>R<br>A<br>N<br>T<br>I<br>D<br>E<br>N<br>T<br>I<br>F<br>I<br>C<br>A | T<br>I<br>N<br>O | | | | B<br>tl<br>C<br>it<br>l<br>P<br>t<br>u<br>e<br>r<br>a<br>p<br>a<br>a<br>r<br>n<br>e<br>s<br>r<br>N<br>A<br>M<br>E<br>O<br>F<br>B<br>R<br>O<br>K<br>E<br>R<br>D<br>E<br>A<br>L<br>E<br>R<br>:<br…Read the full text as markdown