# FIVE 9 SECURITIES, LLC X-17A-5/A (2017-04-28) — Broker-dealer annual report

- Company: FIVE 9 SECURITIES, LLC
- Form: X-17A-5/A
- Filed: 2017-04-28
- Period: 2016-12-31
- Accession: 0001146039-17-000004
- CIK: 1146039
- File #: 8-53442
- Material weakness: No
- Auditor: Dollar Logsdon CPA
- Auditor location: Flower Mound, TX
- Contact: Ana R Carter
- Phone: 813-442-1645
- Signed by: Ana R Carter (CFO & FINOP)

Original filing: https://www.sec.gov/Archives/edgar/data/1146039/000114603917000004/Five9audit_2016rvsd1.pdf

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X-17A-5/A

 0001146039
 XXXXXXXX

 LIVE

 false
 false
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N
 There was a typographical error in the first paragraph of the auditor's exemption review report which incorrectly identified the provisions under which the broker dealer claimed an exemption from as 15c3-3(1) instead of 15c3-3. FINRA requested that an amended filing be submitted for a second time as the initial amendment was still not satisfactory.

 FIVE 9 SECURITIES, LLC

 520 BROADWAY
 2ND FLOOR
 SANTA MONICA
 CA
 90401

 Ana R Carter
 813-442-1645

 Dollar Logsdon CPA

 3208 Jameston Dr
 Flower Mound
 TX
 75028

 Certified Public Accountant

 Ana R Carter
 FIVE 9 SECURITIES, LLC
 12-31-2016
 Ana R Carter
 CFO & FINOP
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.