Full text of PFM FUND DISTRIBUTORS, INC.'s X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PFM Fund Distributors, Inc. Statement of Financial Condition** **December 31, 2022** With Report of Independent Registered Public Accounting Firm The Company's audited Statement of Financial Condition as of December 31, 2022, pursuant to Rule 17a-5, is available for examination at the Company's office at PFM Fund Distributors, Inc., 213 Market Street, Harrisburg, PA 17101 or at the office of the Securities and Exchange Commission, Philadelphia, PA. NOT A DEPOSIT· NOT FDIC INSURED· MAY LOSE VALUE· NOT BANK GUARANTEED· NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY PFM Fund Distributors, Inc. is a member of Financial Industry Regulatory Authority {FINRA) (www.finra.org) and the Securities Investor Protection Corporation {SIPC) (www.sipc.org). PFM Fund Distributors, Inc. is an affiliate of PFM Asset Management LLC. PFM Asset Management LLC {"PFMAM") is an investment adviser registered with the U.S. Securities and Exchange Commission and a subsidiary of U.S. Bancorp Asset Management, Inc. {"USBAM"). USBAM is a subsidiary of U.S. Bank National Association ("U.S. Bank") and U.S. Bank is a separate entity and subsidiary of U.S. Bancorp. U.S. Bank is not responsible for and does not guarantee the products, services or performance of PFMFD or PFMAM. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-53496 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING --'0C---C1'-'-/0=--1-'-'-/=2-=02=2=-- | MM/DD/VY | __<br>AND ENDING | __ | __<br>_<br>1_2_/3_1_/2_0_2_2<br>MM/DD/VY | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|------------------|-----------------|------------------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: _:_P;_F_;._;M;_:_F-"'u-'-'-nd=-=D.;_;_is;::_;t"--'ri=b=ut=o;_rs~l.;_;_nc=·---------------- | | | | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>0 Broker-dealer<br>D Security-base…Read the full text as markdown