# GT SECURITIES, INC. X-17A-5 (2026-06-16) — Broker-dealer annual report

- Company: GT SECURITIES, INC.
- Form: X-17A-5
- Filed: 2026-06-16
- Period: 2025-12-31
- Accession: 0001146132-26-000004
- CIK: 1146132
- File #: 8-53527
- Type: Broker-dealer
- Material weakness: No
- Auditor: Mercurius & Associates LLP
- Auditor location: New Delhi, K7
- Contact: David Lavinsky
- Phone: 310-694-0441
- Email: jay.turo@gtsecurities.net
- Website: gtsecurities.net
- Signed by: James Turo (Managing Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/1146132/000114613226000004/gtspublic25.pdf

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01/01/2025 12/31/2025

# GT Securities, Inc.

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| 12130 Millennium Drive - Suite 300 |  |  |  |  |
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|------------------------------------|--|--|--|--|

| Los Angeles                      | CA           |       | 90094                     |  |  |  |
|----------------------------------|--------------|-------|---------------------------|--|--|--|
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| James Turo                       | 310-846-5004 |       | jay.turo@gtsecurities.net |  |  |  |
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| Mercurius & Associates LLP       |              |       |                           |  |  |  |
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| A-94/8, Wazirpur Industrial Area | New Delhi    | India | 110052                    |  |  |  |
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| 02/10/2009                       |              | 3223  |                           |  |  |  |
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|                                | James Turo |                                                                          |  |  |  |
|--------------------------------|------------|--------------------------------------------------------------------------|--|--|--|
|                                | 12/31      | GT Securities, Inc.<br>025                                               |  |  |  |
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|                                |            | State of Nevada                                                          |  |  |  |
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|                                |            | County of Clark                                                          |  |  |  |
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|                                |            | Signed and sworn to (or affirmed) before me<br>Managing Director         |  |  |  |
| on 03/19/2026 by James S Turo. |            |                                                                          |  |  |  |
|                                |            | Notarized remotely using audio-video communication technology via Proof. |  |  |  |
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**GT Securities, Inc.** 

**Financial Statements and Supplemental Schedules Required by the U.S. Securities and Exchange Commission** 

**Including Independent Auditor's Report Thereon** 

**For the Year-Ended December 31, 2025** 

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## Contents

| Independent Auditor's Opinion……………………………………………………………………………………………………………………… 3           |  |
|----------------------------------------------------------------------------------------|--|
| Financial Statements………………………………………………………………………………………………………………………………………6               |  |
| Statement of Financial Condition………………………………………………………………………………………………………………… 7          |  |
| Statement of Operations………………………………………………………………………………………………………………………………. 8             |  |
| Statement of Cash Flows………………………………………………………………………………………………………………………………. 9             |  |
| Statement of Changes in shareholders' equity……………………………………………………………………………………………. 10    |  |
| Notes to Financial Statements……………………………………………………………………………………………………………………… 11          |  |
| Supplementary Computations Pursuant to SEC Rule 17a-5…………………………………………………………………………. 15  |  |
| Statement Related to Uniform Net Capital Rule  17                                      |  |
| Statement Related to Exemptive Provision (Possession and Control)  17                  |  |
| Statement Related to Material Inadequacies  17                                         |  |
| Statement Related to SIPC Reconciliation  17                                           |  |
| Supplementary Exemption Report Pursuant to SEA Rule 17a-5…………………………………………………………………… 18 |  |
| Independent Public Accountants Review Report on GT Securities., Inc.'s Exemption  19   |  |
| Auditor's Review Report on Exemption Letter  20                                        |  |
| Exemption Letter Pursuant to SEA Rule 17a-5(d)(1)(i)(B)(2)  21                         |  |
| Supplementary Agreed Upon Procedures Report……………………………………………………………………………………… 21        |  |
| SIPC Reconciliation  22                                                                |  |

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**GT Securities, Inc.** 

**Independent Auditor's Opinion** 

**For the Year-ended December 31, 2025** 

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MERCURIUS

MERCURIUS & ASSOCIATES LLP

+91 11 4559 6689

info@masllp.com

www.masllp.com

### Report of the Independent Registered Public Accounting Firm

To the Shareholders and Board of Directors of GT Securities, Inc.

### Opinion on the Financial Statements

We have audited the accompanying statement of financial condition of GT Securities, Inc. (the "Company") as of December 31, 2025 and the related statements of operations, changes in Shareholders and Board of Directors' equity and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2025, and the results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States of America.

### Basis for Opinion

These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

#### Supplemental Information

The supplemental information contained in Schedules I – Computation of Net Capital pursuant to Uniform Net Capital Rule 15c3-1 of Securities and Exchange Commission and statement related to Exemptive Provision under Rule 15c3-3 of Securities and Exchange Commission has been subjected to audit procedures performed in conjunction with the audit of Company's financial statements. The supplemental information is the responsibility of the Company's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information.

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LLPIN: AAG-1471 A-94/8, Wazirpur Industrial Area New Delhi-110052, India 

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In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content is presented in conformity with Rule17 C.F.R. § 240. 17a-5. In our opinion, the supplemental information contained in schedule I is fairly stated, in all material respects, in relation to the financial statements as a whole.

Jorninus & Arsoiration CCP

Mercurius & Associates LLP

We have served as the Company's Auditor since 2019.

New Delhi, India March 25, 2026


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.
