Full text of DENNING & COMPANY LLC's X-17A-5 filed 2025-03-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Annual Audit Report December 31, 2024 {1}------------------------------------------------ | UNITED STATES | | | | |------------------------------------|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | Washington, D.C. 20549 | | | | | OMBAPPROVAL | |--------------------------| | 0MB Number: 3235·0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | SEC FILE NUMBER | | | | 8-53532 | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** # **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | ___<br>0_1_/0_1_/2_4 | __<br>AND ENDING | __<br>___<br>1_2_/_31_/_2_4 | | | |--------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------|--------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Denning & Company LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ~ Broker-dealer<br>D Major security-based swap participant<br>D Security-based swap dealer | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 150 California Slreet Suite 650 | | | | | | | | (No. and Street) | | | | | | San Francisco | California | | 94111 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Paul Denning | (415) 399-3939 | | pdenning@denningandcompany.com | | | | (Area Code - Telephone Number)<br>(Email Address)<br>(Name) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ernst Wintter & Associates LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 675 Ygnacio Valley Blvd, Suite A200 | Walnut Creek | California | 94596 | | | | (Address) | (City) | {State) | (Zip Code) | | | | February 24, 2009 | 3438 | | | | | | rte of Reg;stcahoo w;th PCAOB)(;f apphcable)<br>(PCAOB Reg;stcahoo Nombec, ;f applkablel I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must…Read the full text as markdown