Full text of SEAPORT GLOBAL SECURITIES LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31. 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-53535 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/22 filing for the period beginning 01/01/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Seaport Global Securities LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Security-based swap dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 360 Madison Avenue, 22nd Floor (No. and Street) New York NY 10017 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Markus Witthaut 212-616-7710 MWitthaut@seaportglobal.com (Name) (Area Code -- Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Laporte, A Professional Accounting Corporation (Name – if individual, state last, first, and middle name) 5100 Village Walk, Suite 300 Covington 1 A 70433 (Address) (City) (State) (Zip Code) 10/16/2013 601 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Markus Witthaut | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------|--|------------------------------------------------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|-------| | | | financial report pertaining to the firm of Seaport Global Securities | | | as of | | 12/31 | | , 2022 | | | | | | | partner, officer, director or enjivalent nerson as the rase may hos any propriorizm intere…Read the full text as markdown