Full text of WFS, LLC's X-17A-5 filed 2026-03-11 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # WFS,LLC FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION DECEMBER 31, 2025 {1}------------------------------------------------ | | UNITED STATES | | flUA | |---------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|-----------------|---------------------------------------------| | SECURfflES AND EXCHANGE a>MMISSION | | | 0MB Number: 323S-o123 | | Washington, D.C. 20549 | | | Ellpns: Nov. 30,, 2026<br>&tlmated-. burden | | | | | hoUls per response; 12 | | | ANNUAL REPORTS | | SEC Fil£ NUMBER | | | FORM X-17A-5 | | 8-53565 | | | PART Ill | | | | | | | | | Information Required Pursuant to Rules 17•5, 17a-1Z, and llla-7 under the Securities EJcch nc• Act of 1934 | FAONGPAGE | | | | RUNG FOR THE PERIOD BEGINNING | __<br>0_1,_0_1_,2_0_2_s_· _AND ENDING __ | | 1_2_/_3_1 /_2_0_2_5_ | | | MM/DO/VY | | MM/0D/YV | | | A. REGISlllANT IDENTIACA110N | | | | | _______________ | | | | NAMEOFFIRM:_W_F_S_, _L_L_C | | | _ | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | 0 Broker-dealer | D Security-based swap dealer | | O Major security-based swap participant | | □ aa:t here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | One Boston Place, Fir 29 Suite 2910 | | | | | | (No. and Street) | | | | Boston | | Massachusetts | 02108 | | (Chy) | (State) | | (Zip Code) | | PERSON TO CONTACT Wini REGARD TO THIS FILING | | | | | Paul G Martins | 617-531-3132 | | pmartins@winvcounsel.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIACA110N | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filins4' | | | | | CBIZ CPAs P.C. | | | | | | (Name-if individual, state last, first, and middlellilllle) | | | | 53 State Street | Boston | MA | 02109 | | (Address) | (Oty) | (State) | (Zip Code) | | 10/22/2003 | | | 199 | | (Date of R •<br>.tion wilh PCAOB ifa | icable | | PCAOB R "strallon Number if a llcable | | | FOR OFROAL USE ONLY | | | | | | | | | • Oaims for exemption from the requirement that the annual reports be CXM!n!d by die reports d an independent pub6c | | | | aa:ountant must be supported by a statement of facts and circwnstances relied on as the basis of the eJCemption. See 17 CFR 240.17a-5(e)(1)(il), if applicable. **..... w…Read the full text as markdown