Full text of LEVELX CAPITAL LLC's X-17A-5 filed 2020-04-01 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements Year Ended December 31, 2019 CONFIDENTIAL TREATMENT REQUESTED {1}------------------------------------------------ | | SECURITIES ANDEXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB Number:<br>Expires: | 3235-0123<br>August 31, 2020<br>Estimated average burden | |-------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------|-----------------------|-------------------------|----------------------------------------------------------| | | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | | | hours per response 12.00<br>SEC FILE NUMBER<br>8-53580 | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | FACING PAGE<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | AND ENDING 12/31/2019 | | | | | MM/DD/YY<br>A. RECISTRANT IDENTIFICATION | | | MM/DD/YY | | | | | | | | NAME OF BROKER-DEALER: LEVELX CAPITAL, LLC (before Gentem Capital, LLC) OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | 117 NE 1st Ave Suite 3111 | | | | | | | (No. and Street) | | | | | Miami<br>(City) | EL<br>(State) | | 33132<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Publio F Velasco | | | 305 7530130 | | | | B. ACCOUNTANT IDENTIFICATION | | | (Area Code - Telephone Number) | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Kabat, Schertzer, De la Torre, Taraboulos & Co. LLC | | | | | | 9300 S Dadeland Blvd | (Name - if individual, state last, first, middle name)<br>Miami | FI . | | 33156 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | UNITEDSTATES L OMB APPROVAL Г \*Claims for exemption from the requirement that the amual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) SEC 1410 (11-05) Potential persons who are to respond to the collection of information contained in this form a…Read the full text as markdown