Full text of CINCAP INVESTMENT GROUP, LLC's X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CINCaP Investment Group, LLC Statement of Financial Condition as of December 31, 2024. Filed pursuant to Rule 17a-5(e)(3) as a Public Document. {1}------------------------------------------------ ## CINCaP Investment Group, LLC Contents December 31, 2024 | Report of Independent Registered Public Accounting Firm | 3 | |---------------------------------------------------------|------| | Financial Statement | | | Statement of Financial Condition | 4 | | Notes to Financial Statement | 5-10 | {2}------------------------------------------------  {3}------------------------------------------------ ### CINCaP Investment Group, LLC Statement of Financial Condition As of December 31, 2024 | CINCaP Investment Group, LLC | | |---------------------------------------------------------------|------------------| | Statement of Financial Condition | | | As of December 31, 2024 | | | | | | Assets | | | Cash | \lt;br>6,356 | | Deposits with clearing broker and others | 100,000 | | Receivables from employees and others | 1,500 | | Securities owned, at fair value | 21,353,019 | | Other assets | 220,337 | | Goodwill | 125,000 | | Total assets | \lt;br>21,806,212 | | | | | | | | Liabilities and member's equity<br>Payable to clearing broker | \lt;br>16,310,976 | | Securities sold not yet purchased | 2,285,191 | | Accounts payable, accrued expenses, and other liabilities | 461,743 | | | | | Total liabilities | 19,057,910 | | Member's equity: | 2,748,302 | | | | | Total member's equity | 2,748,302 | | | | | Total liability and member's equity | \lt;br>21,806,212 | | | | | | | | | | | | | See notes to financial statement. {4}------------------------------------------------ CINCaP Investment Group, LLC Notes to Financial Statement December 31, 2024 ### 1. Corporate Structure CINCaP Investment Group, LLC (the "Company") is a broker-dealer registered with the U.S. Securities & Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority, Inc. (FINRA). The Company was originally organized as a subchapter S Corporation established on September 7, 2001 in the State of Illinois and operated under the name of JK Securities, Inc. On November 23, 2020, the Company's parent, Mt. Lookout Capital Holdings, LLC, acquired all the common stock of JK Securities, Inc. The acquisition resulted in the Company converting to a Subchapter C Corporation. On September 30, 2021 the Company converted to a…Read the full text as markdown