Full text of ITAU BBA USA SECURITIES, INC.'s X-17A-5/A filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ltaú BBA USA Securities, Inc. Statement of Financial Condition Pursuant to Rule 17a-5 of the Securities and Exchange Act December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMR APPROVAI OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS ### FORM X-17A-5 PART III SEC FILE NUMBER 8-53702 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Itau BBA USA Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): 🇿 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 599 Lexington Avenue, 24th Floor | | | | |--|----------------------------------|--|--|--| |--|----------------------------------|--|--|--| (No. and Street) New York (City) NY (State) 10022 (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Matthew Dukes (212) 710 6753 matthew.dukes@itau.us (Name) (Area Code - Telephone Number) (Email Address) 238 # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PricewaterhouseCoopers LLP (Name – if individual, state last, first, and middle name) | 545 NW 26TH STREET - SUITE | MIAMI | ದ | 33127 | |----------------------------|--------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | MATTHEW DUKES swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of ITAU BBA USA SECURITIES, INC. as of 12/31 , 2025\_\_\_ is true and correct. I…Read the full text as markdown