Full text of CHATHAM FINANCIAL SECURITIES LLC's X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-53722 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEG INNING Ol/Ol/2024 MM/DD/YY AND ENDING \_\_ 1\_2\_/3\_1\_/2\_0\_2\_4 --- MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_c\_h\_a\_t\_h\_a\_m\_Fi\_n\_a\_n\_ci\_a\_l s\_e\_c\_u\_r\_it\_ie\_s\_L\_L\_c \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): [XI Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 515 W 33rd Street, Floor 67 (No. and Street) New York NY (City) {State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10001 {Zip Code) Joe Hoban {Name) 646-415-6143 {Area Code - Telephone Number) jhoban@chathamfinancial.com (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Marcum LLP 9 Parkway North, Suite 200 (Address) 10/16/2003 {Name - if individual, state last, first, and middle name) Deerfield IL {City) (State) **688** 60015 {Zip Code) **FOR OFFICIAL USE ONLY (PCAOB Reg;,t,atioo N, mbec, ;f appUca ble)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ ic accountant must be supported by a statement of facts and circumstances relied on as the ba sis of the exemption. See 17 CFR 240.17a-5(e){l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Joe Hoban | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|--|--|--| | financial report pertaining to t he firm of | as of<br>Chatham Financial Securi…Read the full text as markdown