Full text of ARBOR COURT CAPITAL, LLC's X-17A-5 filed 2021-02-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
FINANCIAL STATEMENTS DECEMBER 31, 2020 DECEMBER 31, 2020 TABLE OF CONTENTS Report of Independent Registered Public Accounting Firm 1 Statement of Financial Condition December 31, 2020 2 Statement of Operations For the year ended December 31, 2020 3 Statement of Changes in Member’s Equity For the year ended December 31, 2020 4 Statement of Cash Flows For the year ended December 31, 2020 5 Notes to the Financial Statements 6 - 8 Supplemental Information 9 - 11 Hobe & Lucas Certified Public Accountants, Inc. 4807 Rockside Road, Suite 510 (P) 216.524.8900 Independence, Ohio 44131 (F) 216.524.8777 www.hobe.com REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM To the Member of Broadview Heights, Ohio We have reviewed management’s statements, included in the accompanying Statement of Exemption Pursuant to Rule 15c3-3, in which (1) identified the following provisions of 17 C.F.R. §15c3-3(k) under which claimed an exemption from 17 C.F.R. §240.15c3-3(k)(2)(ii) (the “exemption provisions”) and (2) stated that met the identified exemption provisions throughout the most recent fiscal year without exception. ’s management is responsible for compliance with the exemption provisions and its statements. Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about ’s compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management’s statements. Accordingly, we do not express such an opinion. Based on our review, we are not aware of any material modifications that should be made to management’s statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in paragraph (k)(2)(ii) of Rule 15c3-3 under the Securities Exchange Act of 1934. Independence, Ohio February 13, INDEPENDENT MEMBER B K R INTERNATIONAL FIRMS IN PRINCIPAL CITIES WORLDWIDE -1- ARBOR COURT CAPITAL, LLC STATEMENT OF FINANCIAL CONDITION December 31, 2020 ASSETS Current Assets Cash and cash equivalents $ 460,729 Accounts receivable 25,953 Prepaid CRD account 5,371 Prepaid expenses 14,924 Total Current Assets 506,977 Other Assets Goodwill 22,500 Total Other Assets 22,500 Total Assets $ 529,477 LIABILITIES AND MEMBER'S EQUITY Liabilities Accounts Payable $ 1,960 Total Liabilities 1,960 Member's…
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