Full text of PLANET WEALTH SECURITIES, INC.'s X-17A-5 filed 2023-04-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | OMB APPROVAL | | |----------------------------|--| | 0MB Number: 323\$ 0123 | | | Expires. Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>I2? | | | | | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUMBER | |--|-----------------| | | 8-65163 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7** under **the Securities Exchange Act of 1934** FIuvG FoR THE PE+OD BEG1Nm **O1/01/22** MM/DD/YY MM/OD/YY **A. REGISTRANT IDENTIFICATION** ## As or re~. Planet Wealth Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): e Broker-dealer [] Security-based swap dealer [ Check here if respondent is also an OTC derivatives dealer Major security-based swap participant wo son 1**2/31/22** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use aP.0 . box no.) ## 414 E. 52nd St, Apt 60 | | (No. and Street) | | |----------|------------------|------------| | New York | NY | 10022 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | John Healy | 7 4 7-238-2699 | john@planetwealth.com | | |------------|--------------------------------|-----------------------|--| | (Name) | (Area Code - Telephone Number) | (E mail Address) | | #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing' ## David Lundgren & Company | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|--|-----------------------|-----------------|-------------------------------------------| | 505 N Mer-Len Rd | | Olathe | KS | 66062 | | (Address) | | (City) | (State)<br>6075 | (Zip Code) | | (Date of Registration with PCAO8)(if applicable) | | | | (PCAOB Registration Number, f applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | Ct\airs for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a S(e)(1)(i), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMA…Read the full text as markdown