UTC FINANCIAL SERVICES USA, INC. X-17A-5 (2019-02-25) — Broker-dealer annual report

Full text of UTC FINANCIAL SERVICES USA, INC.'s X-17A-5 filed 2019-02-25 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UTC FINANCIAL SERVICES USA, INC.
• Form: X-17A-5
• Filed: 2019-02-25
• Period: 2018-12-31
• Accession: 0001168037-19-000001
• CIK: 1168037
• File #: 8-65202
• Material weakness: No
• Auditor: Accell Audit and Compliance, PA
• Auditor location: Tampa, FL
• Contact: Rick Alvarez
• Phone: 770-263-7300
• Signed by: Gayle Daniel-Worrell (President and Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0001168037 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N UTC FINANCIAL SERVICES USA, INC. TRINIDAD AND TOBAGO UNIT TRUST CORPO UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQ PORT OF SPAIN W5 00000 Rick Alvarez 770-263-7300 Accell Audit and Compliance, PA 4806 W. Gandy Blvd. Tampa FL 33611 Certified Public Accountant Gayle Daniel-Worrell UTC FINANCIAL SERVICES USA, INC. 12-31-2018 Gayle Daniel-Worrell President and Chief Compliance Officer Y

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Other filings by this registrant

• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-02-21
• X-17A-5 — 2016-02-26
• X-17A-5/A — 2015-03-23
• X-17A-5 — 2015-03-09
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-27
• X-17A-5 — 2011-02-28
• X-17A-5 — 2010-03-01
• X-17A-5 — 2009-03-10
• X-17A-5 — 2008-04-10

Original filing on SEC EDGAR (source of record)