Full text of OBEX SECURITIES LLC's X-17A-5 filed 2025-06-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----------------------------------------| | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-65242 | | | | PART Ill | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | | MM/DD/VY | AND ENDING 12/31/2024<br>MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: OBEX Securities LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | □ Major security-based swap participant | | 290 Overlook Road | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | (No. and Street) | | | | | New Rochelle | NY | | | 10804 | | (City) | {State) | | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Al ice M Rooney | 914-833-1800 | | arooney@obexgrc | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | LMHS, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | 80 Washington Street Build Norwell | (Name - if individua l, state last, first, and middle name) | | MA | 02061 | | (Address)<br>2/24/2009 | {City) | 3373 | {State) | (Zip Code) | | | FOR OFFICIAL USE ONLY | | | {PCAOB Reg;w,uoa N,mbec, ;t apPUrable)I | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ ic | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are n…Read the full text as markdown