Full text of TEXAS SECURITIES, INC.'s X-17A-5 filed 2021-03-30 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer response ...... 12.00 | SEC FILE NUMBER | |-----------------| | B-65276 | **FACING PAGE** **Information Reqnired of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING. __ | 0_1_/0_1_/2_0 | _____<br>AND ENDING, | __<br>1_2_/3_1_/_2_0 | ___ ~ | |------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------|----------------------|-------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Texas Securities, Inc. | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | 4024 Nazarene Drive, Suite B | | | | | | | (No. and Street) | | | | | Carrollton | Texas | | 75010 | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFICATION | | | | | Phillip V. George, PLLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 5179 CR 1026<br>(Address) | Celeste<br>(City) | Texas | | 75423 | | | | (State) | | (Zip Code) | | CHECK ONE:<br>I { I<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis/or the exemption.* See *Section 240. l7a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained** In **this form are not required to respond unless the form displays a currently valid 0MB control** number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | | | I, _S_t_e_ve_K_a_u_fm_a_n _________________________ , swear (or affirm) that, to the best of | |--------|------------------------------------------------------------------------------------------…Read the full text as markdown