Full text of ALVARIUM MB (US) BD, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **Alvarium MB (US) BD, LLC** Statement of Financial Condition December 31, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | | | 0MB APPROVAL | | | |--------------------------------------------------------------------------|------------------------------------------------------------------------------------------|--|-----------------------------|--|--| | | UNITED STA TES | | 3235-0123<br>OMBNumbe1: | | | | | SECURITIES AND EXCHANGE COMMISSION | | Expires: October 31, 2023 | | | | | Wnshington, D.C. 20549 | | Estimated average burden | | | | | | | hours per response. . 12.00 | | | | | | | | | | | | ANNUALAUrnTEDREPORT | | SEC FILE NUMBER | | | | | FORM X-17 A-5 | | 8 • 70387 | | | | | PART Ill | | | | | | | | | | | | | | | | | | | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING | ____ o--'1/_o--'1/_2_02_o ____ AND ENDING ____ 12_:_/_31_:_/_20_2_0 __ _ | | | | | | | MM/00/YYYY | | MM/00/YYYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF BROKER-DEALER: | | | | | | | | | | OFFICIAL USE ONLY | | | | Alvarium MB (US) BO, LLC | | | FIRM ID_ NO_ | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | | 590 Madison Avenue, Office #2170 | | | | | | | (No. and S1recl) | | | | | | New York | NY | | 10022 | | | | (Ci1y) | (State) | | (Zip Code) | | | | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Jamie Grossman | | | 305-349-4480 | | | | | | | (Arca Code•· Tckphonc No.) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Repo11• | | | | | | | | | | | | | | BOO USA, LLP | | | | | | (Name•· *if* individual, .Hlltl! /mt, Jir.\l, middle m1111t') <sup>8401</sup>Greensboro Drive, Suite 800 Mclean VA (Address) (City) (Slalc) **CHECK ONE:** [;] Ce11ified Public Accountant D Public Accountant D Accountant not resident in United States or any of its possessions **FOR OFFICIAL USE ONLY** 22102 (Zip Code) *•claims for exemption frmn the requiremelll !hat the ammo/ reporl be cow red* hy *1he opinion of* 011 *i11clepemle1t1 public* accmm/0111 *mus I be supported by a statemenl <~/jOcts* am/ *circ…Read the full text as markdown