Full text of CHARDAN CAPITAL MARKETS LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-65277 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|---------------------|--| | AND ENDING 12/31/2025<br>FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | | | | | MM/DD/YY | | | MM/DD/ YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Chardan Capital Markets LLC | | | | | | TYPE OF REG ISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1 Pennsylvania Plaza, Suite 4800 | | | | | | (No. and Street) | | | | | | New York | | 10119 | | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steven Urbach | 646-465-9003 | | surbach@chardan.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this f iling* | | | | | | Crowe LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 485 Lexington Avenue, 11th Floor New York | | NY | 10117 | | | (Address) | (City) | (State) | (Zi p Code) | | | 09/24/2003 | | 173 | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}-…Read the full text as markdown