NORTHWEST INVESTMENT ADVISORS, INC. X-17A-5 (2024-02-29) — Broker-dealer annual report

Full text of NORTHWEST INVESTMENT ADVISORS, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-65282 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING\_12/31/23 filing for the period beginning 01/01/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Northwest Investment Advisors Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 9 South Washington, Suite 210 | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------------|--------------------------------------------| | Spokane | Washington | | | 99201 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Sean Grubb | 509-252-4140 | | sgrubb@nwiainvest.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Schoedel & Schoedel CPA's PLLC | (Name - if individual, state last, first, and middle name) | | | | | 422 W. Riverside Dr. Suite 1420 Spokane | | | Washington | 99201 | | (Address) | (City) | (State) | | (Zip Code) | | 12/17/2009 | | 3793 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Sean Grubb | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------|------------…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)