Full text of MD GLOBAL PARTNERS, LLC's X-17A-5 filed 2022-03-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |-----------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------------------------------|-----------------------------------------|--|--|--| | | AND ENDING 12/31/2021 | | | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2021<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: MD Global Partners LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer | □ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 329 E 63rd St. Suite 3J | | | | | | | | | (No. and Street) | | | | | | | New York | | 10065 | | | | | | | NY<br>(State)<br>(City) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | John Miller | 917 -620-6006 | | jmiller@mdgpartners.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | WWC, PC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | | 2010 Pioneer Ct. | San Mateo | CA | 94403 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 1171<br>03/16/2004 | | | | | | | (ie of Reglmafoo with PCAOB)llf applicable) | | (PCAOB Regl~ratloo N,mbec, If applicable) I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid…Read the full text as markdown