Full text of HBK GLOBAL SECURITIES L.P.'s X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **HBK GLOBAL SECURITIES L.P.** **(A Delaware Limited Partnership)** **Financial Statements and Supplemental Schedules For the Year Ended December 31, 2019** {1}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours oer response .... .. 12.00 ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | | | 8·65316 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING January 1, 2019 | | AND ENDING December 31, 2019<br>MM/DDIYY | | |-----------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|------------------------------------------|---------------------------------------------------| | | MM/DDIYY<br>A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER·DEALER: HBK Global Securities L.P. | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.0. NO. | | | 2300 N. Field Street, Suite 2200 | | | | | | (No. and Street) | | | | Dallas | TX | | 75201 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Richard Burkhardt | | | (214-758-61 OD)<br>(Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report"<br>Ernst & Young LLP | (Name - if individual, stale last, first, middle name) | | | | 5 Times Square | New York | NY | 10036 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>•<br>✓ !certified Public Accountant<br>•<br>Public Accountant | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | *"Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained** in **this** form **are not requl red to resp end unless the** form **disp…Read the full text as markdown