Full text of WOLVERINE EXECUTION SERVICES, LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report Pursuant to SEC Rule 17a-5 and Report of Independent Registered Public Accounting Firm Wolverine Execution Services, LLC (An Illinois Limited Liability Company) December 31, 2023 Filed as public pursuant to Rule 17a-5(d) under the Securities Exchange .A.ct of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | SEC FILE NUMBER | | | | |---------------------------|--|--|--| | | | | | | hours per response:<br>12 | | | | | Estimated average burden | | | | | Expires: Nov. 30, 2026 | | | | | OMB Number: 3235-0123 | | | | | | | | | | OMBAPPROVAL | | | | 8-65336 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /01 /2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Wolverine. Execution Services, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer AND ENDING 12/31 /2023 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 175 W Jackson Blvd, Suite 200 | | (No. and Street) | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|----|-----------------|----------------------------------------------| | Chicago | Illinois | | | 60604 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Judy Kula | 312-884-3724 | | jkula@wolve.com | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | RSM US LLP<br>30 S Wacker Drive, Suite 3300 | (Name- if individual, state last, first, and middle name)<br>Chicago | | Illinois | 60606 | | (Address) | (City) | | (State) | (Zip Code) | | 09/24/2003 | | 49 | | | | (rte of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) I | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by th…Read the full text as markdown