CIM SECURITIES, LLC X-17A-5 (2026-03-05) — Broker-dealer annual report

Full text of CIM SECURITIES, LLC's X-17A-5 filed 2026-03-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **CIM SECURITIES, LLC** **Statement of Financial Condition Required by the U.S. Securities and Exchange Commission** **Including Independent Registered Auditor's Report** **For the Year-Ended December 31, 2025** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-65351 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |--|-----------------------------------------------------------------------------------------------------------|--| | | | | AND ENDING 12/31/25 FILING FOR THE PERIOD BEGINNING 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: CIM Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | Tract B; ASLS 77-149, PLAT 79-3 | | | | |-------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|--------------------------------------------| | | (No. and Street) | | | | Palmer | AK | | 99645 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Bryan Emerson | 907-795-5586 | | bemerson@cimsecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Goldman & Company, CPA's, P.C. | | | | | (Name - if individual, state last, first, and middle name) | | | | | 3535 Roswell Rd., Ste 32 Marietta | | GA | 30062 | | (Address) | (City) | (State) | (Zip Code) | | 06/25/2009 | | 1952 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form…

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