Full text of ERG SECURITIES (US) LLC's X-17A-5/A filed 2025-04-02 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-65376 | | | FACING PAGE | | | |---------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|----------------------------------------------| | FILING FOR THE PERlfl D BEGINNING 0110112o24 | | Information Requir d Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/2024 | | | | | | MM/DD/YY | | MM/DD/VY | | I | | A. REGISTRANT IDENTIFICATION | | | | I<br>NAME oF FIRM: E~G Securities (US) LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer | l<br>D Security-based swap dealer<br>D Check here if resp[ ndent is also an OTC derivatives dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCl~AL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 50 Washingtpn St., Suite 921 | | | | | | | | (No. and Street} | | | | Norwalk | | CT | | 06854 | | | (City) | (State) | | (Zip Code) | | PERSON TO CONT AC WITH REGARD TO THIS FILING | | | | | | Kimberly Ryan<br>I | | 248-224-8713 | | kryan@compliance-risk.com | | (Name} | | (Area Code - Telephone Number) | (Email Address} | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | David Lundglren & Company | | | | | | | | | | | | | | | | 66062 | | (Address) | | (City) | (State} | (Zip Code} | | 01/05/2015 | | | 6075 | | | | | | | (PCAOB Regi,t,atio" Nombec, if applicable) I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | accountant must be sup ported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e}(1)(ii), if applicable. **Persons who are to resp nd to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB…Read the full text as markdown