Full text of FALLS BRIDGE SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FALLS BRIDGE SECURITIES, LLC** ## **STATEMENT OF FINANCAL CONDITION** **DECEMBER 31, 2021** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | |--------------------------|--|--|--| | 0MB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | | SEC FILE NUMBER | |-----------------| | 8-70247 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **\_Q\_1\_/0\_1\_/\_2\_0\_2\_1 \_\_ AND** ENDING **\_1\_2\_/3\_1 /\_2\_0\_2\_1 \_\_** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Falls Bridge Securities, LLC ------------------------------ TYPE OF REGISTRANT (check all applicable boxes) : <sup>~</sup>Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One Bala Plaza, Ste 617 (No. and Street) Bala Cynwyd PA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 19004 (Zip Code) Michael Kirwan 646 787 1406 mikekirwan@fallsbridgecapital.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company (Name - if individual, state last, first, and middle name) 1514 Old York Road Abington PA (Address) (City) (State) 9-18-2003 169 19001 (Zip Code) **rte of Reg;straMo w;th PCAOB j{;f appUca ble) FOR OFFICIAL USE ONLY (PCAOB Reg;st,at;oo N,mbe,, ;f appUcable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}{l}{ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | I,<br>Michael J. Kirwan | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | | | |---------…Read the full text as markdown