Full text of GROWTH ENERGY CAPITAL ADVISORS LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | | SEC FILE NUMBER | |--|-----------------| | | | 8· 65391 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | --------------~1~/1~n~0~20~-------------- ANDENDmG<br>MMIDDNY | | __________________ 1~2~~~1n~02~0 ______________ ____ | |---------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------|------------------------------------------------------| | | | | MMIDDNY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | Growth Energy Capital Advisors, LLC | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | 2651 N. Harwood | Suite 410 | | | | | (No. and Street) | | | | Dallas<br>Texas | | 75201 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT m REGARD TO THIS REPORT | | | | | J. Russell Weinberg | | (214) 219-8201 | | | | | | (Area Code ·Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained on this Report*<br>McBee & Co., PC | (Name· if individual, state last, first, middle name) | | | | | | | | | 718 Paulus Avenue<br>(Address) | Dallas | Texas | 75214 | | | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [!]<br>Certified Public Accountant | | | | | D<br>Public Accountant | | | | | D | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | • *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See 240. <sup>1</sup>7a-5(e)(2).* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, | | J. RUSSELL WEINBERG<br>, swear (or affirm) that, to the best of | | | |--------------|--------------|------…Read the full text as markdown