Full text of WHITAKER SECURITIES LLC's X-17A-5 filed 2022-04-13 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-65419 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | MM/DD/YY | FILING FOR THE PERIOD BEGINNING January 1, 2021 AND ENDING December 31, 2021<br>MM/DD/YY | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------------------------------------------------|-----------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: | Whitaker Securities LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>El Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 233 Broadway, Suite 1700 | | | | | | | | | | (No. and Street) | | | | | | | | New York | NY | | 10279 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Thomas E. O'Neill | 646-723-6239<br>toneill@whitakersecurities.com | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Berkower LLC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 517 Route One | lselin | N.I | 08830 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 09/18/2003 | | 217 | | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable)<br>FOR OFFICIAL USE ONLY<br>sougrad button rangets of an indon | | | | | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the…Read the full text as markdown