AURIGA USA, LLC X-17A-5/A (2017-03-10) — Broker-dealer annual report

Full text of AURIGA USA, LLC's X-17A-5/A filed 2017-03-10 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AURIGA USA, LLC
• Form: X-17A-5/A
• Filed: 2017-03-10
• Period: 2016-12-31
• Accession: 0001176978-17-000005
• CIK: 1176978
• File #: 8-65441
• Material weakness: No
• Auditor: KPMG LLP
• Auditor location: New York City, NY
• Contact: Joshua Zorrilla
• Phone: 646-998-6400
• Signed by: Alex Hendrickson (Co-President)

Document text (excerpt)

X-17A-5/A 0001176978 XXXXXXXX 008-65441 LIVE true true false 01-01-2016 12-31-2016 Broker-dealer N The signatory for the oath and exemption report has changed. AURIGA USA, LLC 110 WALL STREET 2ND FLOOR NEW YORK NY 10005 Joshua Zorrilla 646-998-6400 KPMG LLP 345 Park Avenue New York City NY 10154 Certified Public Accountant Alex Hendrickson AURIGA USA, LLC 12-31-2016 Alex Hendrickson Co-President Y

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Other filings by this registrant

• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-06
• X-17A-5 — 2016-02-29
• X-17A-5/A — 2015-05-27
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04
• X-17A-5 — 2013-03-01
• X-17A-5 — 2012-02-29
• X-17A-5 — 2011-03-01
• X-17A-5 — 2010-03-02
• X-17A-5 — 2009-02-24

Original filing on SEC EDGAR (source of record)