Full text of COMMONWEALTH PHARMA SECURITIES LLC's X-17A-5 filed 2026-05-01 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2025** MM/DD/YY AND ENDING **12/31/2025** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Commonwealth Pharma Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer 0 Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2016 Ocean St | | (No. and Street) | | |------------|------------------|------------| | Marshfield | MA | 02050 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT W ITH REGARD TO THIS FILING | Peter F. Flynn | 617 -367 -0099 | Flynn@peterflynnesq.com | |----------------|--------------------------------|-------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this fil ing\* Morris & Morris, P.C. | | (Name - if individual, state last, first, and middle name) | | | |--------------------------------------------------|------------------------------------------------------------|--------------------|--------------------------------------------| | 32 Kearney Road | | Needham Heights MA | 02494 | | (Address) | (City) | (State) | (Zip Code) | | 01/06/2010 | | 4066 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exempt ion. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. ### 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | swear (or affirm) that, to the best of my knowledge and belief, the<br…Read the full text as markdown