# RABO SECURITIES USA, INC. X-17A-5 (2017-03-01) — Broker-dealer annual report

- Company: RABO SECURITIES USA, INC.
- Form: X-17A-5
- Filed: 2017-03-01
- Period: 2016-12-31
- Accession: 0001182014-17-000003
- CIK: 1182014
- File #: 8-65525
- Material weakness: No
- Auditor: PricewaterhouseCoopers LLP
- Auditor location: New York, NY
- Contact: Andrea Martens
- Phone: 212-916-3706
- Signed by: Kenneth McGrory (President and Chief Operating Officer)

Original filing: https://www.sec.gov/Archives/edgar/data/1182014/000118201417000003/asofc_123116_final_opinion_.pdf

---

X-17A-5

 0001182014
 XXXXXXXX

 008-65525

 LIVE

 true
 true
 false

 01-01-2016
 12-31-2016
 Broker-dealer
 N

 RABO SECURITIES USA, INC.

 245 PARK AVENUE
 NEW YORK
 NY
 10167-0062

 Andrea Martens
 212-916-3706

 PricewaterhouseCoopers LLP

 300 Madison Avenue
 New York
 NY
 10017

 Certified Public Accountant

 Kenneth McGrory
 RABO SECURITIES USA, INC.
 12-31-2016
 Kenneth McGrory
 President and Chief Operating Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.