Full text of AGA SECURITIES, LLC's X-17A-5 filed 2026-03-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | SEC FI LE NUMBER | |------------------| | | FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|-----------------------------------------------------------------------------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING O 1/01/2025 | | AND ENDING 12/3<br>1 /<br>2 0<br>2 5 | | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: AGA Securities, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>200 Winslow Way West, Suite 380 | D Security-based swap dealer | D Major security-based swap participant | | | | | | (No. and Street) | | | | | | Bainbridge Island | WA | 98110 | | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carl Serra | 339-440-1333 | carl.serra@acaglobal.com | | | | | Bainbridge Island | WA | | 98110 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|-----------------|--------------------------|--|--| | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carl Serra | 339-440-1333 | | carl.serra@acaglobal.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab and Company, PA<br>(Name - if individual, state last, first, and middle name) | | | | | | | 100 E. Sybelia Ave., Suite 130 Maitland | | FL | 32751 | | | | (Address) | (City) | (State) | (Zip Code) | | | | July 28, 2004 | | 1839 | |…Read the full text as markdown