# STIFEL, NICOLAUS & COMPANY, INCORPORATED X-17A-5 (2018-02-28) — Broker-dealer annual report

- Company: STIFEL, NICOLAUS & COMPANY, INCORPORATED
- Form: X-17A-5
- Filed: 2018-02-28
- Accession: 0001193125-18-065028
- CIK: 94403
- File #: 8-01447

Original filing: https://www.sec.gov/Archives/edgar/data/94403/000119312518065028/d544846dfull.pdf

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X-17A-5

 0000094403
 XXXXXXXX

 LIVE

 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N

 Stifel, Nicolaus & Company, Incorporated

 501 North Broadway
 St. Louis
 MO
 63102

 Mr. Frederick R. Schrick
 (314) 342-2000

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Frederick R. Schrick
 Stifel, Nicolaus & Company, Incorporated
 12-31-2017
 Security accounts of principal officers and directors, which are classified as brokerage clients (debits $43,438 and credits $312,244).
 /s/ Frederick R. Schrick
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.