# KEEFE, BRUYETTE & WOODS, INC. X-17A-5/A (2018-04-23) — Broker-dealer annual report

- Company: KEEFE, BRUYETTE & WOODS, INC.
- Form: X-17A-5/A
- Filed: 2018-04-23
- Accession: 0001193125-18-126750
- CIK: 54930
- File #: 8-10888

Original filing: https://www.sec.gov/Archives/edgar/data/54930/000119312518126750/0001193125-18-126750-index.htm

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X-17A-5/A

 0000054930
 XXXXXXXX

 LIVE

 false

 01-01-2017
 12-31-2017
 Broker-dealer
 N
 EYs Original Review Report states that KBW met the identified exemption provision throughout the most recent fiscal year ended December 31, 2017 without exception when KBW stated in the Exemption Report that it met the exemption provision throughout the year, except as described in the attached Exception log. Attached to this letter is a corrected review report issued by EY, dated February 28, 2018 and the previously issued Exemption Report.

 KEEFE, BRUYETTE & WOODS, INC.

 787 7TH AVENUE
 NEW YORK
 NY
 10019

 Richard Smith
 212-887-6775

 Ernst & Young LLP

 5 Times Square
 New York
 NY
 10036

 Certified Public Accountant

 Richard Smith
 Keefe, Bruyette & Woods, Inc.
 12-31-2017
 /s/ Richard Smith
 Chief Financial Officer
 Y


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.