Full text of METLIFE INVESTMENTS SECURITIES, LLC's X-17A-5 filed 2023-03-01. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
MetLife Investments Securities, LLC CRD No. 285684 SEC. I.D. No. 8-69857 STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ********* Filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ANNUAL REPORTS FORM X-17A-5 SEC FILE NUMBER PART III 8-53064 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: MetLife Investments Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ☒ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) One MetLife Way (No. and Street) Whippany, NJ 07981-1449 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael Yick 973-355-4170 myick1@metlife.com (Area Code - Telephone No.) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* Deloitte & Touche LLP (Name -if individual, state last, first and middle name) 30 Rockefeller Plaza New York, NY 10112-0015 (Address) (City) (State) (Zip Code) 10/10/2003 PCAOB ID No. 34. (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays currently valid OMB control number. OATH OR AFFIRMATION I, Michael Yick, swear or affirm that, to the best of my knowledge and belief, the financial report pertaining to the firm of MetLife Investments Securities, LLC, as of December 31, 2022, are true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as t…
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