Full text of STIFEL INDEPENDENT ADVISORS, LLC's X-17A-5 filed 2023-03-14. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STIFEL INDEPENDENT ADVISORS, LLC** (A Wholly-Owned Subsidiary of Stifel Financial Corp.) Statement of Financial Condition December 31 , 2022 (With Report oflndependent Registered Public Accounting Firm) This Statement of Financial Condition was filed pursuant to Rule 17a-5(e)(3) as a public document. {1}------------------------------------------------ ## STIFEL INDEPENDENT ADVISORS, LLC (A WhoUy-Owned Subsidiary of Stifel Financial Corp.) ## Statement of Financial Condition December 31, 2022 | Statement of Financial Condition | Page | |--------------------------------------------------------|------| | Report oflndependent Registered Public Accounting Firm | 2 | | State•nent of Financial Condition | 3 | | Notes to Statement of Financial Condition | 4 | {2}------------------------------------------------  fm>l & Young [ LP 182l! Walnut Street Smte 0~ <sup>100</sup> Kansa' City, \10,64108 Td: tll\ 6~805200 **cy.com** ## **Report of Independent Registered Public Accounting Firm** To the Stockholder and Management ofStifel Independent Advisors, LLC ## **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Stifel Independent Advisors, LLC. (the "Company") as of December 31, 2022 and the related notes (the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company at December 31, 2022, in conformity with U.S. generally accepted accounting principles. ## **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statement, wh…Read the full text as markdown