Full text of NATIONWIDE SECURITIES, LLC's X-17A-5 filed 2026-03-13. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | OMBAPPROVAL | |---------------------------| | 0 MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 12500 | | | | FACING PAGE | | | | |-----------------------------------------------------------------------------------------------------------|------------------------------|-----------------------|-----------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01/2025 | | AND ENDING 12/31/2025 | | | | | MM/DD/YY | | MM/DD/ YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Nationwide Securities, LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | One Nationwide Plaza, Mailing Code 1-33-401 | | | | | | | |----------------------------------------------------------------------------------------|--|------------------|------------------------------------------------------------|-----|------------------------|------------| | | | (No. and Street) | | | | | | Columbus | | | OH | | | 43215 | | (City) | | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Ewan Roswell | | | 917-589-1993 | | roswele@nationwide.com | | | (Name) | | | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG, LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | Two Manhattan West, 375 Ninth Avenue | | | New York | | NY | 10001 | | (Address) | | (City) | | | (Stat e) | (Zip Code) | | 10/20/2003 | | | | 185 | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement t hat t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applica bl…Read the full text as markdown