Full text of NATIONWIDE INVESTMENT SERVICES CORPORATION's X-17A-5 filed 2026-03-13. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | OMBAPPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 20254 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|------------------------| | FILING FOR THE PERIOD BEGINNING 0 1/01/2025 | | AND ENDING 12/31/2025 | | | | MM/DD/YY<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Nationwide Investment Securities Corporation | | | | | TYPE OF REGISTRANT {check all applicable boxes) :<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) | | | | | One Nationwide Plaza, Mailing Code 1-33-401 | | | | | | (No. and Street) | | | | Columbus | OH | | 43215 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Ewan Roswell | 917-589-1993 | | roswele@nationwide.com | | (Name) | (Area Code-Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | Two Manhattan West, 375 Ninth Avenue | New York | NY | 10001 | | (Address)<br>10/20/2003 | (City) | (State)<br>185 | (Zip Code) | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}--------…Read the full text as markdown