Full text of DUPREE & COMPANY, INC.'s X-17A-5/A filed 2026-03-13. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **DUPREE & COMP ANY, INC. Financial Statements and Supplementary Information** *Year Ended December 31, 2025 with Report of Independent Registered Public Accounting Firm* {1}------------------------------------------------ #### **CONTENTS** | Form X-17 A-5 Part III 1-<br>2 | |----------------------------------------------------------------------------------| | Report of Independent Registered Public Accounting Firm 3 -<br>4 | | Financial Statements: | | Statement of Financial Condition 5 | | Statement of Income 6 | | Statement of Changes in Stockholders' Equity 7 | | Statement of Cash Flows 8 | | Notes to the Financial Statements 9 -<br>15 | | Supplementary Information: | | Schedule I -<br>Computation of Net Capital under SEC Rule 15c3-1 16 | | Schedule II -<br>Computation for Determination of Customer Reserve | | Requirements for Broker-Dealers under SEC Rule 15c3-3 : 17 | | Schedule III -<br>Information Relating to Possession or Control Requirements for | | Broker-Dealers under SEC Rule 15c3-3 18 | | Compliance Report: | | | | Report of Independent Registered Public Accounting Firm 19 | | Management Compliance Report under SEC Rule 15c3-3 20 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0"-'0 APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 0 1/01 /25 | | AND ENDING 12/31 /25 | |--------------------------------------------|----------|----------------------| | | MM/DD/YY | MM/DD/YY | **A. REGISTRANT IDENTIFICATION** ## NAMEoFFIRM: Dupree & Company, Inc. TYPE OF REGISTRANT (check all applicable boxes): G Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 125 South Mill Street, Ste 100 | Lexington | | | | |--------------------------------------------------|----------------------------------------------------------|--------------------------|--------------------------------------------| | | Kentucky | | 40507 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Allen…Read the full text as markdown